Firm disclosures and regulatory documents

Firm registration and core disclosures

Smarter Way Wealth, LLC is a registered investment adviser in the State of Connecticut (CRD #342140 — verify on IAPD). Registration does not imply a certain level of skill or training.

Information provided on this site is for educational purposes only and does not constitute investment advice, a solicitation, or a recommendation to buy or sell any security. Past performance is not indicative of future results. All investing involves risk, including possible loss of principal.

Calculator outputs throughout the site are hypothetical illustrations based on assumptions you provide. Actual results will vary, and use of the calculator does not establish an advisory relationship with Smarter Way Wealth, LLC.

Form ADV Part 2A — brochure

The Form ADV Part 2A brochure describes the firm’s advisory services, fee schedule, conflicts of interest, disciplinary history, and other information that prospective and current clients are entitled to review under SEC and state rules.

• Advisory services — flat-fee planning and ongoing investment advice; assets held at qualified third-party custodians.
• Fees — $100/month flat fee. No asset-based fees, no commissions, no revenue sharing.
• Material conflicts — disclosed in the brochure; the flat-fee structure intentionally avoids the most common AUM-model conflicts.
• Disciplinary history — none.

Download the full Form ADV Part 2A (PDF)

Important disclosures

Smarter Way Wealth, LLC is a registered investment adviser in the State of Connecticut (CRD #342140). Registration does not imply a certain level of skill or training.

Information provided on this site, including the fee-savings calculator, is for educational purposes only and does not constitute investment advice, a solicitation, or a recommendation to buy or sell any security. Calculator outputs are hypothetical illustrations based on assumptions you provide; actual results will vary, and calculator use does not establish an advisory relationship with Smarter Way Wealth, LLC. Past performance is not indicative of future results. All investing involves risk, including possible loss of principal.